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Date Issuer Insider Transaction Amount New Balance ⓘ
The balance of securities held by registered holder at the time of the transaction. Insiders may direct multiple registered holders and hold multiple security types.
Filed 2018-12-27
Tx date 2018-12-26
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-81,446.908
-83,245 vol
$0.98 each
1,863,709
Filed 2018-12-27
Tx date 2018-12-24
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-392.00
-400 vol
$0.98 each
1,948,154
Filed 2018-12-27
Tx date 2018-12-26
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Indirect Ownership)
Common Shares
10 - Acquisition or disposition in the public market
$-1,119
-1,200 vol
$0.93 each
1,946,954
Filed 2018-08-14
Tx date 2018-08-09
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Assignment Agreement
70 - Acquisition or disposition (writing) of third party derivative
$3.33
+1 vol
$3.33 each
2
Filed 2018-03-16
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants
00 - Opening Balance-Initial SEDI Report
Filed 2018-03-16
Tx date 2018-03-15
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants
53 - Grant of warrants

+909,296 vol
909,296
Filed 2017-01-18
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-18
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-18
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2017-01-18
Tx date 2016-12-22
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
50 - Grant of options
$83,040
+9,600 vol
$8.65 each
Filed 2017-01-18
Tx date 2016-12-22
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
50 - Grant of options
$83,040
+9,600 vol
$8.65 each
Filed 2017-01-18
Tx date 2016-12-22
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
50 - Grant of options
$83,040
+9,600 vol
$8.65 each
Filed 2017-01-17
Tx date 2016-12-22
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Assignment Agreement
70 - Acquisition or disposition (writing) of third party derivative
$8.65
+1 vol
$8.65 each
1
Filed 2017-01-13
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Assignment Agreement
00 - Opening Balance-Initial SEDI Report
Filed 2016-12-29
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants Class Action Lawsuit Warrant
00 - Opening Balance-Initial SEDI Report
8,110,740
Filed 2016-12-29
Tx date 2016-12-16
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Common Shares
37 - Stock split or consolidation

-7,794,216 vol
1,948,554
Filed 2016-12-29
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants DOJ/SEC Matter Warrant
00 - Opening Balance-Initial SEDI Report
8,110,740
Filed 2016-12-29
Tx date 2016-12-16
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants Class Action Lawsuit Warrant
37 - Stock split or consolidation

-6,488,592 vol
1,622,148
Filed 2016-12-29
Tx date 2016-12-16
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants DOJ/SEC Matter Warrant
37 - Stock split or consolidation

-6,488,592 vol
1,622,148
Filed 2016-12-29
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants Fully Paid Warrant
00 - Opening Balance-Initial SEDI Report
2,840,909
Filed 2016-12-29
Tx date 2016-12-16
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Warrants Fully Paid Warrant
37 - Stock split or consolidation

-2,272,728 vol
568,181
Filed 2016-12-27
Tx date 2016-12-22
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
50 - Grant of options
$83,040
+9,600 vol
$8.65 each
9,600
Filed 2016-12-27
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Kevin Kotler (Control or Direction)
Options
00 - Opening Balance-Initial SEDI Report
Filed 2016-12-09
Tx date 2016-11-29
$NVLN
Novelion Therapeutics Inc.
Broadfin Capital, LLC
3 - 10% Security Holder of Issuer
Holder: Broadfin Healthcare Master Fund, Ltd. (Control or Direction)
Common Shares
00 - Opening Balance-Initial SEDI Report
9,742,770